Lead lists
List of Registered Investment Advisers (RIAs)
Ken's RIA list holds 15,132 investment adviser firms registered with the SEC as of Oct 29, 2026, built from Form ADV filings. Owners and executives from Ken's database are attached where Ken has them.
What Is on the List of Registered Investment Advisers (RIAs)?
In short 15,132 registered investment advisers as of Oct 29, 2026.
Ken Lists
Query
List: List of Registered Investment Advisers (RIAs) · Sources: SEC Form ADV, Ken database
- Companies
- 15,132
- Countries
- 34
- Largest size band
- 1-10 employees (59%)
Ken list, Oct 29, 2026. Counts change when the list's sources update.
Firms registered with the SEC as investment advisers, from the SEC's monthly Form ADV data, with firm address, phone, employee count and regulatory assets under management. Owners and executives come from Ken's database. Filter by state or firm size, then add the firms to a campaign.
| Country | Count | Share |
|---|---|---|
| United States | 14,554 | 96% |
| Canada | 141 | 1% |
| Hong Kong SAR China | 70 | <1% |
| Switzerland | 63 | <1% |
| Singapore | 36 | <1% |
| Australia | 32 | <1% |
| India | 27 | <1% |
| Brazil | 24 | <1% |
| China | 16 | <1% |
| Japan | 14 | <1% |
| Other | 87 | 1% |
| Total | 15,132 | 100% |
| Employees | Count | Share |
|---|---|---|
| 1-10 | 8,874 | 59% |
| 11-50 | 4,493 | 30% |
| 51-200 | 1,165 | 8% |
| 201-500 | 325 | 2% |
| 501-1000 | 119 | 1% |
| 1000+ | 118 | 1% |
| Total | 15,132 | 100% |
Who Uses This List?
In short Teams that sell to registered investment advisers.
- Wealth tech: portfolio, CRM, planning and compliance software
- Asset managers and fund wholesalers raising money through advisers
- Custodians, M&A advisers and recruiters who work with RIAs
What Can You Do With It in Ken?
In short Add it to a campaign, run it through a workflow or size your market.
- Campaign: pick RIAs with 11-50 employees in New York and New Jersey and add their founders to a Ken campaign
- Workflow: have an AI step read each firm's site for its client focus, then send each group its own campaign
- TAM sizing: count RIAs by state and firm size
What Data Does Each Row Carry?
In short The fields below, as far as each source fills them.
- Firm name
- SEC and CRD numbers
- Registry
- Website
- Domain
- Main office phone
- Main office address
- Country
- State
- City
- Employees
- Company LinkedIn page
- Email for firm leaders, verified where Ken already has one
- Regulatory assets under management
Where Does the Data Come From?
In short Sources: SEC Form ADV filings, Ken's people and company database and Ken's verified email records.
About this data: this list holds business contact data about companies and the people who run them, built from SEC Form ADV filings, Ken's people and company database and Ken's verified email records. This page shows company details and, for people, only first names, last initials and job titles, never emails, phone numbers or profile links. If you are on this list, you can remove yourself from every Ken list on the opt-out page.
- Remove yourself from Ken's lists: Enter your email, confirm by link, and Ken removes you from every library list and its shared email records.
FAQ
How many registered investment advisers are on the list?
15,132 SEC-registered adviser firms as of Oct 29, 2026. Ken refreshes the list from the SEC's monthly Form ADV data.
Is it really free?
Yes, with limits. Opening the list and adding it to a campaign costs nothing on any Ken plan. On a paid plan, the verified emails and phone numbers Ken already has for these companies cost no credits either. New work costs credits as usual: 1 credit ($0.02) for each valid email Ken finds, plus AI qualification, personalization and other workflow steps. On the Free plan you can add the companies within its contact limit, but the emails Ken already has for them need a paid plan.
Does it include state-registered advisers and brokers?
No. It covers firms registered with the SEC. Smaller advisers registered only with a state, and broker-dealers and their reps, are not on it.
Can I download the RIA list as a CSV?
No. You use library lists inside Ken: add the list to a campaign or a workflow, narrow it by country, seniority, title or company size, and Ken sends from there. Library contacts can't be downloaded as a CSV, exported in bulk through the API or pushed to a CRM in bulk.
Do This in Ken
Use This List in Ken
Open the list in Ken's library, narrow it by country, seniority, title or company size, and add it to a campaign or workflow. On a paid plan, the verified emails Ken already has come with it at no credit cost.
- Open the list in Ken's library.
- Narrow it by country, seniority, title, industry or company size.
- Add it to a campaign or workflow. Ken finds and verifies missing emails as the campaign runs.
- Module
- Ken Lists
- Open in Ken
- app.ken.so/get-started
- Cost
- Free to use · 1 credit ($0.02) per new email Ken finds
Free plan: 1,000 credits once, no card.
Related
Sources
| Source | Checked |
|---|---|
| SEC Form ADV, Ken database | |
| Ken pricing (credit cost per found email) |
Changelog
- Page published with counts from the Ken list.